FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 12/01/2008 |
3. Issuer Name and Ticker or Trading Symbol
MCCORMICK & CO INC [ MKC ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock - Voting | 24,485.63 | D | |
Common Stock - Voting | 2,119.9888(1) | I | 401(k) Retirement Plan |
Common Stock - Non Voting | 6,458.59 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options - Right to Buy | 01/22/2003(2) | 01/21/2012(2) | Common Stock - Voting | 8,250 | 21.38 | D | |
Options - Right to Buy | 01/28/2004(2) | 01/27/2013(2) | Common Stock - Voting | 11,700 | 22.26 | D | |
Options - Right to Buy | 01/27/2005(2) | 01/26/2014(2) | Common Stock - Voting | 11,700 | 30.6 | D | |
Options - Right to Buy | 01/25/2006(2) | 01/24/2015(2) | Common Stock - Voting | 6,825 | 38.35 | D | |
Options - Right to Buy | 01/22/2003(2) | 01/21/2012(2) | Common Stock - Non Voting | 2,750 | 21.38 | D | |
Options - Right to Buy | 01/28/2004(2) | 01/27/2013(2) | Common Stock - Non Voting | 3,900 | 22.26 | D | |
Options - Right to Buy | 01/27/2005(2) | 01/26/2014(2) | Common Stock - Non Voting | 3,900 | 30.6 | D | |
Options - Right to Buy | 01/25/2006(2) | 01/24/2015(2) | Common Stock - Non Voting | 2,275 | 38.35 | D | |
Restricted Stock Units | (3) | (3) | Common Stock - Voting | 588 | (5) | D | |
Restricted Stock Units | (4) | (4) | Common Stock - Voting | 1,276 | (5) | D | |
Restricted Stock Units | (3) | (3) | Common Stock - Non Voting | 196 | (5) | D | |
Restricted Stock Units | (4) | (4) | Common Stock - Non Voting | 426 | (5) | D |
Explanation of Responses: |
1. Shares held in the McCormick 401(k) retirement Plan are as of December 1, 2008. The reporting person owns units in the McCormick Stock Fund in the McCormick 401(k) Retirement Plan and the number of shares reported as beneficially owned is based on the market value of the reporting person's McCormick Stock Fund divided by the closing stock price of the common stock of McCormick on date indicated. |
2. Twenty-five percent (25%) of the option becomes exercisable at each of the first four (4) grant anniversaries. |
3. The reported Restricted Stock Units are part of an award that vested 50% on March 28, 2008 and the remaining units will vest on March 29, 2008. |
4. The reported Restricted Stock Units entitle the reporting person to receive, on each of the first and second anniversaries of the grant date, a distribution of common stock equal to 50% of the grant. Once vested, the Restricted Stock Units are settled in an equal number of shares of Common Stock. |
5. Each restricted stock unit represents a contingent right to receive one share of Common Stock. |
Remarks: |
W. Geoffrey Carpenter, Attorney-in-fact | 12/10/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |